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We’re Not Taking Sides: We’re Describing How Grant Programs, Like Those Related to Domestic Violence, Get Funded

In Isaac’s post about the NFL spurring new interest in domestic violence, he points out the likely public response to the issue: more grant money. He’s showing what is likely to happen, and he is tracing the formation of a new grant wave—as we have done before.

We want to clarify one point: we aren’t trying to minimize domestic violence as an issue. Our purpose in writing this blog is never to minimize or maximize issues. In one of our oldest posts, “What to do When Research Indicates Your Approach is Unlikely to Succeed: Part I of a Case Study on the Community-Based Abstinence Education Program RFP,” our goal was not to minimize or maximize teen sex education either: it was to describe real-world issues grant writers face. The job of the grant writer is first and foremost to tell the funder what they want to hear. A secondary job, however, is figuring out what project concepts and services are likely to be funded.

Depending on your perspective, the “right” issue may be highly fundable at a given moment, or the “wrong” issue might be. By definition, not every issue can be prominent at any given time—the word “prominent” does itself imply that an issue is necessarily and in some objective sense more important than another issue. It just means that some impetus or news or ideas have lifted it. If you’re a nonprofit, there is a limited amount that you can do to go against a particular funding tide.

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The Grant World Shifts from the “Community Based Abstinence Education Program” to “Competitive Abstinence Education Grant Program”

In 2008, I wrote a pair of long blog posts about the Community-Based Abstinence Education Program and what happens when a program that is nominally based on “research” has an unfortunate problem: the best available research shows the premise of the program is unlikely to succeed. (The first post is “What to do When Research Indicates Your Approach is Unlikely to Succeed: Part I of a Case Study.”) We wrote a number of funded CBAE programs over the course of a couple years.

Today, however, I was enjoying my usual Sunday jaunt through the Federal Register and found the Competitive Abstinence Education Grant Program. It’s much, much smaller than CBAE, since it only has $4,611,070 available, while CBAE had $40,000,000 in the 2008 funding cycle. In addition, while the new program may have abstinence in the title, description says that applicants should take “medically accurate” approach to sex education, which is quite different than the required CBAE approach, which explicitly forbids medically accurate sex education.

This is the part of the post where a political blogger would make some sort of ideological or political point.* I don’t have one, but I will say that the CBAE to CAEG shift is another example of how smart agencies should be adaptable, as I described in my post “Surfing the Grant Waves: How to Deal with Social and Funding Wind Shifts.” Four years ago, the grant waves were throwing abstinence; this year, they’re throwing comprehensive sex education. Forty years ago, when Isaac was getting started, the emphasis was on “medically accurate” information (like today’s RFP), as he wrote about in “Teenage Pregnancy Prevention and the Replication of Evidence-based Programs: the Research and Demonstration Programs and Personal Responsibility Education Program are Two RFPs that Provide a ‘Madeleine Moment’ for a Grizzled Grant Writer.”

For a lot of agencies, what happens on the ground when they’re trying to educate teenagers probably won’t change much based on the funding stream, since teenagers themselves haven’t changed much since they were invented in the 1920s or thereabouts (read Joseph Kent’s Rites of Passage: Adolescence in America 1790 to the Present and similar books for the history of adolescence as an idea; see also here for a graph depicting the rise of the term “teenager”). Given how fast we produce teenagers, and the gap between what most teenagers really want and what most adults really want them to do, the need for some fashion of sex education is unlikely to go away in the near future, which means federal RFPs are likely to keep being issued—regardless of how they’re labeled.

EDIT: In “Parents Just Don’t Understand: A sociologist says American moms and dads are in denial about their kids’ sexual lives,” Sinikka Elliott argues about comprehensive sex education and abstinence education:

One side is saying, ”Well, they need to abstain. That’s a surefire way that they’re gonna be safe,” and the other side is saying, “They’re not gonna abstain and so they need contraceptive information.” They were basing their argument on the same things: the teen pregnancy rates, the STI rates.

Neither focuses much on pleasure, as Elliott points out.


* I don’t have one, but I will say that the Margaret Talbot’s New Yorker article, Red Sex, Blue Sex is probably the most interesting and comprehensive article I’ve read about the kinds of political differences that shift the funding streams for programs like CBAE and now CAEG.

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Meaning Well is Not Enough: The Role of Research in Grant Writing and Proposals

Chances are good that you, as an applicant, have really wonderful intentions in whatever you’re doing—just like everyone else. You want to help kids succeed, make the world a better place, save the endangered sparrow dragonfly,* impart job training skills, build cool stuff, etc. You know this is a excellent use of time and money. The trick is convincing others that your idea is an excellent use of their time and money.**

Usually you convince them by saying that the target area needs whatever you’re proposing and that what you’re proposing will be effective. To really convince the others with money, you can’t merely say that you know what you’re talking about and therefore they should give you the money. You need to present some kind of research that demonstrates your approach is effective. Merely asserting that your approach will be effective isn’t enough.

Lots of our clients don’t have any research to demonstrate that what they’re doing or want to do might be useful, which means we spend a lot of time conducting research. This probably brings back memories of high school term papers and the like. However tedious or difficult research might be, it’s still necessary if you’re going to have a strong application that sets you a part from others.

Here’s why: funders want to think you know what you’re doing. One way is to show that you know what’s going on in the field and that your project is likely to succeed. Some RFPs even tell you what research to cite and which protocols to use. For example, this year’s SAMHSA Offender Reentry Program (ORP) tells you to use a whole grab bag worth of acronyms (“you are encouraged, when appropriate for your setting and population to implement the Adolescent Community Reinforcement Approach (A-CRA) coupled with Assertive Continuing Care (ACC) and/or Motivational Enhancement Therapy/Cognitive Behavioral Therapy-5 (MET/CBT-5) with juvenile offenders”).

Most RFPs don’t make things this easy, and you have to do your own research. Still, for most human and social service proposals, you also don’t need to write a dissertation: it’s enough to sprinkle some peer-reviewed research in like paprika over a casserole. As Homer Simpson says, “Facts are meaningless! You can use facts to prove anything that’s even remotely true!” The same applies to research. You need to have enough citations to make what you’re doing appear plausible, at least in most cases; for specific research grants or technology projects, you’ll often need someone who is really a domain expert. But for social and human service projects, you usually don’t.

That being said, people make two big mistakes in research for most kinds of grants: too much and too little. The “too much” mistake is less common, but it can happen when a RFP gets released on a short deadline and an applicant agency spends two weeks conducting research, finds a huge amount of material, and then can’t assemble it in an efficient manner to draft a concise and coherent needs assessment.

The “too little” mistake is one we see more frequently: the organization doesn’t have any research or citations whatsoever to demonstrate that their approach is likely to be valid (fortunately, this is an issue we can remedy). For RFPs that require a lot of research, this can be enough to get your proposal thrown out. Teen pregnancy prevention RFPs, for example, usually require a lot of research because of their politically charged nature. They require research even when that research indicates the approach is not likely to succeed, in which case you still need to pretend like the approach will succeed and the research is valid—in other words, you need to focus on the proposal world.

Don’t make either mistake. Use enough research to make your proposal palatable, even if “enough” varies a lot by application. Alas: there’s no real way to gauge how much is enough except through experience, which one uses to judge RFPs on a case-by-case basis. When in doubt, however, cite too much rather than too little.


* Note: this is a made up critter.

** Convincing others doesn’t just apply to funders—it can also apply to potential partners and collaborators. One problem with collaborations that we didn’t mention in our post on the subject is that collaborating agencies might not care about your problem. Sure, the local school district wants, in the abstract, for your mentoring program to succeed. But they already have lots of responsibilities, lots of administrators, and lots of problems, and they get paid average daily attendance (ADA) money whether you get the grant or not. They might care, but not as much as they care about their primary mission.

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Where Have All the RFPs Gone?

Subscribers to our Free Grant Alerts will probably have noticed relatively few large federal RFPs so far in this fiscal year, which began October 1. To paraphrase Peter, Paul & Mary, Where Have All The RFPs Gone?. I assume this dearth is because federal program officers are still churning through the tidal wave of Stimulus Bill proposals submitted in the last fiscal year. I predicted this problem in Stimulus Bill Passes: Time for Fast and Furious Grant Writing and said . . .

Unfortunately, we don’t have a National Guard of Program Officers who train one weekend a month shuffling papers to be ready to answer the call. That means Federal agencies will find themselves up to their eyeballs in spending authority with existing staff levels pegged at much smaller budgets.

Since federal agencies are running their regular programs while trying to spend additional Stimulus Bill funding and implementing entirely new programs, one imagines that our cadre of GS 10s and 11s, who are supposed to move the endless paperwork associated with shoveling federal funds out the door, simply have not gotten around to the FY ’10 RFP processes.

For example, just about every LEA and youth services nonprofit is waiting breathlessly for the Department of Education’s enormous and well-publicized Investing in Innovations (i3) Fund to be issued. The i3 program website still says, “The Department of Education anticipates accepting applications in early 2010, with all applications due in early spring of 2010. The department will obligate all i3 funding by September 30, 2010.” Hmmmm. Early 2010 has come and gone, so there is no chance that having proposals due in “early spring” is going to happen. But the Department of Education will still try to obligate i3 funds by the end of the fiscal year. This means that when the i3 RFP is finally issued, it will be during a fantastically busy time because the Department of Education has not issued most of their other programs either.

One indicator of the likely chaos at the Department of Education: the planned competitions for the Talent Search (TS) and Education Opportunity Centers (EOC), two of the very large “TRIO Programs”, “have been delayed. At this time, the Department expects to have a closing date for TS and EOC applications in fall 2010.” No sign yet of the annual RFP process for the Carol M. White Physical Education Program (PEP) either. We’ve been hired to write several PEP proposals and have been told by clients that the RFP will be issued in early April. On the PEP website, the last “funding status” information is from 2006!

The Department of Education is not alone in being tardy this year. We have yet to see any of the 30 or so NOFAs that HUD issues every year, any SAMHSA RFAs, few Department of Labor SGAs and almost no Department of Energy FOAs. We are also waiting for the DHHS Office of Adolescent Pregnancy Prevention (OAPP) to issue the FY ’10 RFP for their new teen pregnancy program. It was funded in the DHHS departmental budget authorization last fall but has yet to emerge. This program will be sex education/family planning-based, rather than abstinence-based, which has been the federal funding focus in teen pregnancy in recent years.

We know OAPP is coming because one of our clients, for whom we have written funded abstinence-based grants was contacted by their OAPP Program Officer to encourage them to switch approaches and apply for the new program. We’ve been hired to write the proposal when OAPP awakes from its slumber. As is said in Jamaica, “Soon come.” Just for fun, follow this link to the DHHS “FY ’10 Grants Forecast Page” and see what you get. That’s right, a blank page! This is not unusual, as most federal agencies will not tell you in advance when RFPs will be issued.

While you’re waiting for FY ’10 RFPs to blossom, figure out what funds will be available for your organization in the next several months and do everything you can to get ready to write the proposals. For most federal programs, the application period this year will be short.

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What to do When Research Indicates Your Approach is Unlikely to Succeed: Part I of a Case Study on the Community-Based Abstinence Education Program RFP

The Community Based Abstinence Education Program (CBAE) from the Administration on Children, Youth and Families is a complicated, confusing, and poorly designed RFP based on suspect premises. That makes it an excellent case study in how to deal with a variety of grant writing problems that relate to research, RFP construction, and your responses.

CBAE is simple: you’re supposed to provide abstinence and only abstinence education to teenagers. That means no talk about condoms and birth control being options. In some ways, CBAE is a counterpoint to the Title X Family Planning funding, which chiefly goes to safe-sex education and materials rather than abstinence education. Its premise is equally simple: if you’re going to have sex, use condoms and birth control. Congress chooses to fund both.

Were I more audacious regarding CBAE proposals, I’d have used George Orwell’s 1984 as a template for the programs, since almost everyone in the novel conforms to the numbing will of an all-powerful state and many belong to the “Junior Anti-Sex League,” complete with scarlet sashes. I hope someone turned in a CBAE application proposing scarlet sashes for all participants.

More on point, however, page two of the RFP says:

Pursuant to Section 510(b)(2) of Title V of the Social Security Act, the term “abstinence education,” for purposes of this program means an educational or motivational program that: […]

(B) Teaches abstinence from sexual activity outside marriage as the expected standard for all school age children

Who is enforcing this “expected standard?” Society in general? A particular person in society? But it gets better:

(D) Teaches that a mutually faithful monogamous relationship in the context of marriage is the expected standard of human sexual activity;

This requirement ignores decades of anthropological research into indigenous societies as well as plenty of research into our own society, which Mary Roach described in Bonk, Alfred Kinsey described using imperfect methods in his famous but flawed research in the 50’s, and that Foucault described in his History of Sexuality. It also ignores the sexuality of other cultures and even our own, as discussed in books like Conceiving Sexuality: Approaches to Sex Research in a Postmodern World, or, better yet, Culture, Society and Sexuality: A Reader, which describes the way societies and others build a social model of sex. Through the CBAE program, Congress is building one such model by asserting it is true and using “expected standard” language, without saying who is the “expecting” person or what is the “expecting” body. It’s an example of what Roger Shuy calls in Bureaucratic Language in Government and Business a term that “seems to be evasive,” as when insiders “use language to camouflage their message deliberately, particularly when trying to avoid saying something unpleasant or uncomfortable.” In this case, the evasion is the person upholding the supposed standard.

Furthermore, the abstinence conclusion isn’t well supported by the research that does exist, including research from previous years of the program, which is at best inconclusive. A Government Accountability Office report (warning: .pdf file) says things like, “While the extent to which federally funded abstinence-until-marriage education materials are inaccurate is not known, in the course of their reviews OPA [Office of Population Affairs] and some states reported that they have found inaccuracies in abstinence-until-marriage education materials. For example, one state official described an instance in which abstinence-until-marriage materials incorrectly suggested that HIV can pass through condoms because the latex used in condoms is porous.”

The one comprehensive study that has been conducted by a nonpartisan firm is called “Impacts of Four Title V, Section 510 Abstinence Education Programs” by Mathematica Public Research, which was spun off from the guys who brought us the Mathematica software. The study was prepared for DHHS itself, and it says such encouraging things as, “Findings indicate that youth in the program group were no more likely than control group youth to have abstained from sex and, among those who reported having had sex, they had similar numbers of sexual partners and had initiated sex at the same mean age.” The programs it studied are based around the same methods that the CBAE demands organizations use, all of which boil down to inculcating a culture of fear of sex outside of marriage. The social stigma the program recommends is based around STDs and whether you’ll get into college (although an editorial in the L.A. Times argues otherwise), and, to a lesser extent, altering peer norms. Still, even in Puritan times this was not entirely effective, as Bundling by Henry Stiles explains. The practice meant sleeping in the same bed with one’s clothes on, as a solution to the problems of inadequate heat and space. But, as Jacques Barzun says in From Dawn To Decadence: 500 Years of Western Cultural Life, “Experience showed the difficulty of restraint and […] the rule was made absolute that pregnancy after bundling imposed marriage […] So frequent was this occurrence that the church records repeatedly show the abbreviation FBM—fornication before marriage.”

There are counter-studies that purport to show abstinence education as effective, like this one from a crew that, not surprisingly, is selling abstinence education materials. But it, like most others, has little bon mots amid its intimidating numbers and verbose language like, “In addition, the high attrition rate limits our ability to generalize the findings to a higher-risk population” (strangely enough, the .pdf file is set to disallow copying and pasting, perhaps to discourage irate bloggers like myself). But the study doesn’t list the attrition rate, making it impossible to tell how severe the problem is. In addition, even if it did, the population selected might also suffer from cherry picking problems of various kinds: that is to say, organizations are more likely to serve the participants who are most likely to be receptive to services and, concomitantly, less likely to do things like have early sex. This is an easy and tempting way to make a program look good: only let the kids in who are likely to benefit. And it’s a hard problem to tease out in studies.

So be wary of dueling studies: if you don’t read these carefully, it’s easy to accept their validity, and even if you do read them carefully, it’s easy to nitpick. This is why peer review is so helpful in science and also part of the reason evaluations are so difficult. Furthermore, many of the studies, including Heritage’s, come from biased sources, a problem Megan McArdle writes about extensively in a non-abstinence-related context. (See her follow-up here). Most of you justifiably haven’t followed the blizzard of links I put up earlier or read the books I cited for good reason: who has the time to sift through all this stuff? No one, and even pseudoscience combined with anecdote like this article in New York Magazine has an opinion (hint: be wary of anyone whose title has the word “evolutionary” in it).

Given this research, which is hard to miss once you begin searching for information about the efficacy of abstinence instruction, how is a grant writer to create a logic model that, as page 44 says, should list “[a]ssumptions (e.g., beliefs about how the program will work and is supporting resources. Assumptions should be based on research, best practices, and experience)”? (emphasis added).

Two words: ignore research. And by “ignore research,” I mean any research that doesn’t support the assumptions underlying the RFP. If you want to be funded, you simply have to pretend “Impacts of Four Title V, Section 510 Abstinence Education Programs” or the GAO study don’t exist, and your proposal should be consistent with what the RFP claims, even if it’s wrong. This is, I suspect, one of the hardest things for novice grant writers to accept, which is that you’re not trying to be right in the sense of the scientific method of discerning the natural world through experimentation. You’re trying to be right in the Willie Stark sense of playing the game for the money. No matter how tempting it is to cite accurate research that contradicts the program, don’t, unless it’s to knock the research.

Remember too that the grant writer is to some extent also a mythmaker, which is a subject Isaac will address more fully in a future post. The vital thing to consider is that the mythology you need to create isn’t always the same as the reality on the ground. As in politics, the way events are portrayed are often different than how they actually are. David Broder wrote an article on the subject of inventing political narratives, which occasionally match reality; your job as a grant writer is inventing grant narratives. We hope these match reality more often than not. Sometimes the myth doesn’t, as in this application, and when that happens, you’re obligated to conform to the RFP’s mythology, even if it isn’t your own.

The second part of this post continues here.